D-9.2, r. 7 - Regulation respecting the issuance and renewal of representatives’ certificates

Section 33 Disposition versions

2013-04-01

33. A trainee must, upon first meeting a client, give the client a document, such as a business card, which must indicate the following

(1)  his full name;

(2)  his business address, business telephone number and electronic mail address, if any;

(3)  the sectors or sector classes in which he is authorized to act;

(4)  the name of the firm, independent partnership or independent representative on whose behalf he acts;

(5)  his title as trainee.

If the trainee deals with the client other than in person, he must provide him with the information referred to in subparagraphs 1, 4 and 5 of the first paragraph and, in such case, send him, at his request, the document referred to in the first paragraph when initially sending other documents.

M.O. 2010-04, s. 33; M.O. 2013-02, s. 14.

2012-09-01

33. A holder of a probationary certificate must, upon first meeting a client, give the client a document, such as a business card, which indicates the following:

(1)  his full name;

(2)  his business address, business telephone number, electronic mail address, if any, and his facsimile number;

(3)  the sectors or sector classes in which he is authorized to act;

(4)  the name of the firm, independent partnership or independent representative on whose behalf he pursues activities;

(5)  his title.

If the holder deals with the client other than in person, he must provide him with the information referred to in subparagraphs 1, 4 and 5 of the first paragraph and, in such case, send him, at his request, the document referred to in the first paragraph when initially sending other documents.

M.O. 2010-04, s. 33.