D-9.2, r. 19 - Regulation respecting the keeping and preservation of books and registers

Section 15 Disposition versions

2012-09-01

15. All firms, independent representatives or independent partnerships shall preserve client records for a period of at least 5 years from the last of the following events:

(1)  the final closing of the client record;

(2)  the date the last service was rendered to the client;

(3)  the expiration without renewal or the replacement of the last product sold to the client, as the case may be.

Decision 99.05.76, s. 15.