D-9.2, r. 15 - Regulation respecting the registration of firms, representatives and independent partnerships

Section 14.5 Disposition versions

2012-09-01

14.5. A firm registered with the Authority in the sector of group insurance of persons and the shares of which are listed on a stock exchange may also present itself using the title of “firm in the brokerage of group insurance of persons” if these shares or the voting rights attaching thereto are not, as provided under section 147 of the Act, held directly or indirectly in a proportion of more than 49% by financial institutions, financial groups or legal persons related thereto, and this firm is not bound to a single insurer by an exclusive contract.

Decision 2000.10.17, s. 1.