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D-9.2, r. 15 - Regulation respecting the registration of firms, representatives and independent partnerships

Section 14.6
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14.6. A firm may also present itself using the title of “firm in the brokerage of financial services” if it satisfies the conditions prescribed in at least 2 of the following provisions: those in the third paragraph of section 75 of the Act and those in sections 14.2 to 14.5 of this Regulation.
Decision 2000.10.17, s. 1; M.O. 2019-07, s. 7.
14.6. A firm may also present itself using the title of «firm in the brokerage of financial services» if it satisfies the conditions prescribed in at least two of sections 14.1, 14.2, 14.3, 14.4 and 14.5.
Decision 2000.10.17, s. 1.
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