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D-9.2, r. 15 - Regulation respecting the registration of firms, representatives and independent partnerships
Section 1
Disposition versions
1. To register as a firm, a legal person shall, in addition to that which is prescribed in relation thereto in the Act respecting the distribution of financial products and services (chapter D-9.2), apply in writing to the Autorité des marchés financiers and designate a person to act as a correspondent with the Authority.
Where the nature of its activities so warrants, the legal person may designate persons to assist the person charged to act as a correspondent with the Authority.
