D-9.2, r. 14.1 - Regulation respecting the compulsory professional development of financial planners

Section 13 Disposition versions

2012-09-01

13. Within 30 days after the end of a reference period, the Authority must send a notice to each financial planner who has not accumulated the required number of PDUs informing the financial planner of the consequences of his failure under the second paragraph of section 218 of An Act respecting the distribution of financial products and services (chapter D-9.2) or under sections 57 or 63 of the Regulation respecting the issuance and renewal of representatives’ certificates (chapter D-9.2, r. 7).

M.O. 2011-07, s. 13.