Consolidated Statutes and Regulations Consolidated Statutes Consolidated Regulations Annual Statutes and Regulations Annual Statutes Annual Regulations Additional information Québec Official Publisher What’s new? Information note Policy of the Minister of Justice Laws: Amendments Laws: Provisions not in force Laws: Provisions brought into force Annual Statutes: PDF versions since 1996 Regulations: Amendments Annual Regulations: PDF versions since 1996 Court Decisions

D-9.2, r. 14.1 - Regulation respecting the compulsory professional development of financial planners

Section 12
Disposition versions

Full text
12. At least 30 days before the end of a reference period, the Authority must send a notice to each financial planner who has not accumulated the required number of PDUs informing the financial planner of the consequences under the second paragraph of section 218 of An Act respecting the distribution of financial products and services (chapter D-9.2) or under sections 57 or 63 of the Regulation respecting the issuance and renewal of representatives’ certificates (chapter D-9.2, r. 7).
M.O. 2011-07, s. 12.
© Gouvernement du Québec