D-9.2, r. 14 - Regulation respecting the compulsory professional development of financial planners

Section 18 Disposition versions

2012-09-01

18. The application for recognition must include

(1)  a description of the training activity;

(2)  the training procedure for and duration of the activity;

(3)  the number of PDUs requested for the training activity;

(4)  a document explaining how the activity develops the skills and competencies referred to in section 15;

(5)  if the application is submitted before the activity is held, the name and address of the person responsible for the activity;

(6)  if the application is submitted after the activity is held by the financial planner personally, a voucher attesting that the financial planner attended the activity; and

(7)  if the application is submitted after the activity is held by the person, organization or educational institution providing the activity, a list of participants.

O.C. 970-2007, s. 18.