C-26, r. 33.1 - Regulation respecting the practice of the profession of certified management accountant within a partnership or joint-stock company

Section 13 Disposition versions

2012-09-01

13. The information or documents that may be required from a partnership or joint-stock company pursuant to paragraph 6 of section 5 are the following:

(1)  if the member of the Order carries on professional activities within a joint-stock company,

(a)  a complete and up-to-date register of the articles of incorporation and by-laws of the joint-stock company;

(b)  a complete and up-to-date register of the securities of the joint-stock company;

(c)  a complete and up-to-date register of the directors of the joint-stock company;

(d)  a complete and up-to-date register of the shareholders of the joint-stock company;

(e)  any unanimous shareholder agreement, voting agreement and any amendments;

(f)  the declaration of registration and certificate of constitution of the joint-stock company and any updates; and

(g)  a complete and up-to-date list of the officers of the joint-stock company, with their home addresses;

(2)  if the member of the Order carries on professional activities within a limited liability partnership,

(a)  the declaration of registration of the partnership and any updates;

(b)  the partnership agreement and any amendments;

(c)  a complete and up-to-date register of the partners;

(d)  if applicable, a complete and up-to-date register of the directors of the partnership; and

(e)  the names of the principal officers of the partnership with their home addresses.

O.C. 903-2011, s. 13.