Légis Québec

Ministère de l'Emploi et de la Solidarité sociale

Consolidated Statutes and Regulations Consolidated Statutes Consolidated Regulations Annual Statutes and Regulations Annual Statutes Annual Regulations Additional information Québec Official Publisher What’s new? Information note Policy of the Minister of Justice Laws: Amendments Laws: Provisions not in force Laws: Provisions brought into force Annual Statutes: PDF versions since 1996 Regulations: Amendments Annual Regulations: PDF versions since 1996 Court Decisions

v-1.1 - Securities Act

Details

Alphanumeric	Title
V-1.1, r. 1	Regulation 11-102 respecting Passport System
V-1.1, r. 2	Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
V-1.1, r. 2.1	Regulation 13-102 respecting system fees for SEDAR and NRD
V-1.1, r. 3	Regulation 14-101 respecting Definitions
V-1.1, r. 4	Regulation 14-501Q respecting Definitions
V-1.1, r. 5	Regulation 21-101 respecting Marketplace Operation
V-1.1, r. 6	Regulation 23-101 respecting Trading Rules
V-1.1, r. 7	Regulation 23-102 respecting Use of Client Brokerage
V-1.1, r. 7.1	Regulation 23-103 respecting Electronic Trading and Direct Electronic Access to Marketplaces
V-1.1, r. 8	Regulation 24-101 respecting Institutional Trade Matching and Settlement
V-1.1, r. 8.01	Regulation 24-102 respecting clearing agency requirements
V-1.1, r. 8.1	Regulation 25-101 respecting designated rating organizations
V-1.1, r. 9	Regulation 31-102 respecting National Registration Database
V-1.1, r. 10	Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
V-1.1, r. 10.1	Regulation 32-102 respecting Registration Exemptions for Non-Resident Investment Fund Managers
V-1.1, r. 11	Regulation 33-105 respecting Underwriting Conflicts
V-1.1, r. 12	Regulation 33-109 respecting registration information
V-1.1, r. 13	National Instrument 35-101: Conditional Exemption from registration for United States broker-dealers and agents
V-1.1, r. 14	Regulation 41-101 respecting General Prospectus Requirements
V-1.1, r. 15	Regulation 43-101 respecting Standards of Disclosure for Mineral Projects
V-1.1, r. 16	Regulation 44-101 respecting Short Form Prospectus Distributions
V-1.1, r. 17	Regulation 44-102 respecting Shelf Distributions
V-1.1, r. 18	Regulation 44-103 respecting Post-Receipt Pricing
V-1.1, r. 19	Regulation 45-101 respecting Rights Offerings
V-1.1, r. 20	Regulation 45-102 respecting Resale of Securities
V-1.1, r. 21	Regulation 45-106 respecting Prospectus Exemptions
V-1.1, r. 21.01	Regulation 45-107 respecting listing representation and statutory rights of action disclosure exemptions
V-1.1, r. 21.02	Regulation 45-108 respecting Crowfunding
V-1.1, r. 21.1	Regulation 45-513 respecting prospectus exemption for distribution to existing security holders
V-1.1, r. 22	National Policy 46-201: Escrow for Initial Public Offerings
V-1.1, r. 23	Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities
V-1.1, r. 24	Regulation 51-102 respecting Continuous Disclosure Obligations
V-1.1, r. 24.1	Regulation 51-105 respecting issuers quoted in the u.s. over-the-counter markets
V-1.1, r. 25	Regulation 52-107 respecting Acceptable Accounting Principles and Auditing standards
V-1.1, r. 26	Regulation 52-108 respecting Auditor Oversight
V-1.1, r. 26.1	Regulation 52-108 respecting Auditor Oversight
V-1.1, r. 27	Regulation 52-109 respecting Certification of Disclosure in Issuers’ Annual and Interim Filings
V-1.1, r. 28	Regulation 52-110 respecting Audit Committees
V-1.1, r. 29	Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
V-1.1, r. 30	National Instrument 55-102: System for Electronic Disclosure by Insiders (SEDI)
V-1.1, r. 31	Regulation 55-104 respecting Insider Reporting Requirements and Exemptions
V-1.1, r. 32	Regulation 58-101 respecting Disclosure of Corporate Governance Practices
V-1.1, r. 33	Regulation 61-101 respecting Protection of Minority Security Holders in Special Transactions
V-1.1, r. 34	Regulation 62-103 respecting the Early Warning System and Related Take-Over Bid and Insider Reporting Issues
V-1.1, r. 35	Regulation 62-104 respecting Take-Over Bids and Issuer Bids
V-1.1, r. 36	National Instrument 71-101: the Multijurisdictional Disclosure System
V-1.1, r. 37	Regulation 71-102 respecting Continuous Disclosure and Other Exemptions relating to Foreign Issuers
V-1.1, r. 38	Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
V-1.1, r. 39	Regulation 81-102 respecting Investment Funds
V-1.1, r. 40	Regulation 81-104 respecting Alternative Mutual Funds
V-1.1, r. 41	Regulation 81-105 respecting Mutual Fund Sales Practices
V-1.1, r. 42	Regulation 81-106 respecting Investment Fund Continuous Disclosure
V-1.1, r. 43	Regulation 81-107 respecting Independent Review Committee for Investment Funds
V-1.1, r. 44	Regulation No. 15 respecting Conditions Precedent to Acceptance of Scholarship or Educational Plan Prospectuses
V-1.1, r. 45	Regulation No. 29 respecting Mutual Funds Investing in Mortgages
V-1.1, r. 46	Regulation respecting Development Capital Investment Fund Continuous Disclosure
V-1.1, r. 47	Policy Statement Q-7: Securities Rating Agencies
V-1.1, r. 48	Regulation Q-17 respecting Restricted Shares
V-1.1, r. 49	Policy Statement Q-22: Disclosure document for commodity futures contracts, for options traded on a recognized market and for exchange-traded commodity futures options
V-1.1, r. 50	Securities Regulation

Full text

Current Version

Table of Contents