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D-9.2
- Act respecting the distribution of financial products and services
Summary
Regulations
23
Alphanumeric
Title
D-9.2, r. 1
Regulation respecting the eligibility of a claim submitted to the Fonds d’indemnisation des services financiers
D-9.2, r. 2
Regulation respecting firms, independent representatives and independent partnerships
D-9.2, r. 3
Code of ethics of the Chambre de la sécurité financière
D-9.2, r. 4
Code of ethics of claims adjusters
D-9.2, r. 5
Code of ethics of damage insurance representatives
D-9.2, r. 6
Regulation respecting special brokerage in damage insurance
D-9.2, r. 7
Regulation respecting the issuance and renewal of representatives’ certificates
D-9.2, r. 7.1
Regulation respecting the rules of ethics in the securities sector
D-9.2, r. 8
Regulation respecting distribution without a representative
D-9.2, r. 9
Regulation respecting fees and contributions payable
D-9.2, r. 10
Regulation respecting the pursuit of activities as a representative
D-9.2, r. 11
Regulation respecting the minimum experience required of independent representatives and of representatives who are partners in independent partnerships in the sector of claims adjustment
D-9.2, r. 12
Regulation respecting the compulsory professional development of the Chambre de l’assurance de dommages
D-9.2, r. 13
Regulation of the Chambre de la sécurité financière respecting compulsory professional development
D-9.2, r. 13.1
Regulation of the Chambre de la sécurité financière respecting compulsory professional development
D-9.2, r. 14
Regulation respecting the compulsory professional development of financial planners
D-9.2, r. 14.1
Regulation respecting the compulsory professional development of financial planners
D-9.2, r. 15
Regulation respecting the registration of firms, representatives and independent partnerships
D-9.2, r. 16
Order in Council respecting insurance products distributed by credit unions
D-9.2, r. 17
Order in Council respecting the amount of the first annual dues that firms, independent representatives and independent partnerships must pay to the Autorité des marchés financiers for the account of the Chambre de l’assurance de dommages and the Chambre de la sécurité financière
D-9.2, r. 18
Regulation respecting information to be provided to consumers
D-9.2, r. 19
Regulation respecting the keeping and preservation of books and registers
D-9.2, r. 20
Regulation respecting titles similar to the title of financial planner
Full text
Current Version
Detailled Table of Contents
Updated to 14 June 2013
TITLE
I
REPRESENTATIVES
CHAPTER
I
GENERAL PROVISIONS
CHAPTER
II
SPECIAL PROVISIONS
DIVISION
I
INSURANCE REPRESENTATIVES
DIVISION
II
CLAIMS ADJUSTERS
DIVISION
III
Repealed, 2009, c. 25, s. 60.
DIVISION
IV
FINANCIAL PLANNERS
CHAPTER
III
FINANCIAL PLANNERS BELONGING TO A PROFESSIONAL ORDER
TITLE
II
REGISTRATION
CHAPTER
I
FIRMS
CHAPTER
II
INDEPENDENT REPRESENTATIVES AND INDEPENDENT PARTNERSHIPS
CHAPTER
III
OWNERSHIP OF DAMAGE INSURANCE FIRMS
TITLE
II.1
Repealed, 2008, c. 9, s. 142.
TITLE
III
AUTORITÉ DES MARCHÉS FINANCIERS
CHAPTER
I
Repealed, 2002, c. 45, s. 379.
CHAPTER
II
FUNCTIONS AND POWERS OF THE AUTHORITY
CHAPTER
III
DOCUMENTS AND REGISTERS
CHAPTER
IV
FINANCIAL PROVISIONS
TITLE
IV
FINANCIAL SERVICES COMPENSATION FUND
TITLE
V
CHAMBRE DE LA SÉCURITÉ FINANCIÈRE AND CHAMBRE DE L’ASSURANCE DE DOMMAGES
CHAPTER
I
ESTABLISHMENT AND ORGANIZATION
CHAPTER
II
FUNCTIONS AND POWERS
CHAPTER
III
SYNDICS
TITLE
V.1
REVIEW COMMITTEE
TITLE
VI
DISCIPLINE COMMITTEES
CHAPTER
I
ESTABLISHMENT
CHAPTER
II
HEARINGS
CHAPTER
III
APPEALS
TITLE
VII
SUPERVISION
CHAPTER
I
Repealed, 2002, c. 45, s. 478.
CHAPTER
II
Repealed, 2002, c. 45, s. 478.
CHAPTER
III
Repealed, 2011, c. 26, s. 33.
TITLE
VIII
DISTRIBUTION OTHER THAN THROUGH A REPRESENTATIVE
CHAPTER
I
INSURERS
CHAPTER
II
DISTRIBUTORS
CHAPTER
III
RESTRICTED CERTIFICATES
TITLE
IX
PENAL PROVISIONS
TITLE
IX.1
REGULATORY POWERS OF THE GOVERNMENT
TITLE
X
AMENDING PROVISIONS
TITLE
XI
TRANSITIONAL PROVISIONS
TITLE
XII
MISCELLANEOUS PROVISIONS
REPEAL SCHEDULES
0
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