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D-9.2
- Act respecting the distribution of financial products and services
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Regulation
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Table of Contents
Updated to 15 October 2003
TITLE
I
REPRESENTATIVES
CHAPTER
I
GENERAL PROVISIONS
CHAPTER
II
SPECIAL PROVISIONS
CHAPTER
III
FINANCIAL PLANNERS BELONGING TO A PROFESSIONAL ORDER
TITLE
II
REGISTRATION
CHAPTER
I
FIRMS
CHAPTER
II
INDEPENDENT REPRESENTATIVES AND INDEPENDENT PARTNERSHIPS
CHAPTER
III
OWNERSHIP OF DAMAGE INSURANCE FIRMS
TITLE
III
FINANCIAL SERVICES BUREAU
CHAPTER
I
ESTABLISHMENT AND ORGANIZATION
CHAPTER
II
FUNCTIONs AND POWERS
CHAPTER
III
DOCUMENTS AND REGISTERS
CHAPTER
IV
FINANCIAL PROVISIONS
TITLE
IV
FINANCIAL SERVICES COMPENSATION FUND
TITLE
V
CHAMBRE DE LA SÉCURITÉ FINANCIÈRE AND CHAMBRE DE L’ASSURANCE DE DOMMAGES
CHAPTER
I
ESTABLISHMENT AND ORGANIZATION
CHAPTER
II
FUNCTIONS AND POWERS
CHAPTER
III
SYNDICS
TITLE
VI
DISCIPLINE COMMITTEES
CHAPTER
I
ESTABLISHMENT
CHAPTER
II
HEARINGS
CHAPTER
III
APPEALS
TITLE
VII
SUPERVISION
CHAPTER
I
INSPECTION OF THE BUREAU AND OF THE CHAMBERS
CHAPTER
II
POWERS OF THE MINISTER
CHAPTER
III
INQUIRIES
TITLE
VIII
DISTRIBUTION OTHER THAN THROUGH A REPRESENTATIVE
CHAPTER
I
INSURERS
CHAPTER
II
DISTRIBUTORS
CHAPTER
III
RESTRICTED CERTIFICATES
TITLE
IX
PENAL PROVISIONS
TITLE
IX.1
REGULATORY POWERS OF THE GOVERNMENT
TITLE
X
AMENDING PROVISIONS
TITLE
XI
TRANSITIONAL PROVISIONS
TITLE
XII
MISCELLANEOUS PROVISIONS
REPEAL SCHEDULES
0
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