d-9.2, r. 20 - Regulation respecting titles similar to the title of financial planner

Updated to 1 June 2024

This document has official status.

chapter D-9.2, r. 20

Regulation respecting titles similar to the title of financial planner

Act respecting the distribution of financial products and services

(chapter D-9.2, s. 215).

1. The following titles are similar to the title of financial planner and may not be used by anyone:

(1)  chartered financial planner (CFP);

(2)  registered financial planner (RFP);

(3)  chartered financial adviser (CFA);

(4)  financial consultant;

(5)  financial co-ordinator;

(6)  financial adviser;

(7)  personal finance consultant;

(8)  personal finance co-ordinator;

(9)  personal finance planner;

(9.1)  private wealth advisor (PWA);

(10)  any title including one of the following 5 expressions, in which the words composing each expression either appear together or are separated by other words:

(a)  financial planner;

(b)  financial planning;

(c)  financial adviser;

(d)  financial consultant;

(e)  financial co-ordinator.

O.C. 835-99, s. 1; Erratum, 1999 G.O. 2, 4077; O.C. 586-2007, s. 1.

2. (Omitted).

O.C. 835-99, s. 2.

REFERENCES

O.C. 835-99, 1999 G.O. 2, 2101 and 4077

O.C. 586-2007, 2007 G.O. 2, 2373