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D-9.2 - Act respecting the distribution of financial products and services
Section 351.3
Disposition versions
351.3. In its opinion, the review committee may
(1) conclude that there is no reason to file a complaint before the discipline committee;
(2) ask the syndic or syndic’s assistant to complete the inquiry; or
(3) conclude that there is reason to file a complaint before the discipline committee and suggest the name of a person who, acting in the capacity of a syndic, may file a complaint.
