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d-9.2, r. 7.1
- Regulation respecting the rules of ethics in the securities sector
Details
Enabling statute
1
Alphanumeric
Title
D-9.2
Act respecting the distribution of financial products and services
Full text
Table of Contents
Updated to 1 October 2024
DIVISION
I
PURPOSE AND SCOPE
DIVISION
II
RULES OF CONDUCT
DIVISION
III
CONFIDENTIALITY OF CLIENT INFORMATION
DIVISION
IV
RESPECT AND CONFIDENCE OF THE PUBLIC
DIVISION
V
OBLIGATION TO INFORM CLIENT AND COLLABORATE IN ENFORCING THE ACT
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