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I-14.01
- Derivatives Act
Table des matières détaillée
À jour au 13 avril 2012
TITLE
I
GENERAL PROVISIONS
CHAPTER
I
PURPOSES
CHAPTER
II
SCOPE AND INTERPRETATION
CHAPTER
III
MARGIN OR SETTLEMENT DEPOSIT
TITLE
II
REGULATED ENTITIES
CHAPTER
I
RECOGNITION OF REGULATED ENTITIES
CHAPTER
II
OBLIGATIONS OF RECOGNIZED REGULATED ENTITIES
DIVISION
I
GENERAL OBLIGATIONS
§
1
Constituting documents, internal by-laws, rules and procedures
§
2
Governance
§
3
Controls
§
4
Activities
§
5
Decisions
§
6
Disclosure
DIVISION
II
SPECIAL OBLIGATIONS
§
1
Recognized exchanges and other published markets
§
2
Clearing houses
§
3
Recognized self-regulatory organizations
CHAPTER
III
MONITORING AND ENFORCEMENT OF RECOGNIZED REGULATED ENTITIES
TITLE
III
DEALERS AND ADVISERS
CHAPTER
I
REGISTRATION
CHAPTER
II
OBLIGATIONS OF REGISTRANTS
DIVISION
I
MANAGEMENT OF BUSINESS
DIVISION
II
CONDUCT
DIVISION
III
DISCLOSURE
CHAPTER
III
SURRENDER AND SUSPENSION OF REGISTRATION
TITLE
IV
QUALIFIED PERSONS
TITLE
V
ADMINISTRATION OF THIS ACT
CHAPTER
I
FUNCTIONS AND POWERS OF THE AUTHORITY
DIVISION
I
GENERAL PROVISIONS
DIVISION
II
INSPECTIONS AND INVESTIGATIONS
DIVISION
III
CONSERVATORY MEASURES
§
1
Freeze orders
§
2
Remedial measures
CHAPTER
II
BUREAU DE DÉCISION ET DE RÉVISION
DIVISION
I
POWERS
DIVISION
II
Repealed, 2009, c. 58, s. 171.
CHAPTER
III
INTERJURISDICTIONAL COOPERATION
TITLE
VI
FINANCIAL PROVISIONS
TITLE
VII
PROHIBITIONS, SPECIFIC OFFENCES AND PENAL PROVISIONS
CHAPTER
I
MISCELLANEOUS PROHIBITIONS
CHAPTER
II
SPECIFIC OFFENCES
CHAPTER
III
PENAL PROVISIONS
TITLE
VIII
DELEGATION AND IMMUNITY
TITLE
IX
REGULATIONS
TITLE
X
AMENDING PROVISIONS
ACT RESPECTING INSURANCE
ACT RESPECTING THE AUTORITÉ DES MARCHÉS FINANCIERS
CONSUMER PROTECTION ACT
SECURITIES ACT
ACT RESPECTING THE TRANSFER OF SECURITIES AND THE ESTABLISHMENT OF SECURITY ENTITLEMENTS
TITLE
XI
TRANSITIONAL AND FINAL PROVISIONS
REPEAL SCHEDULE