Back
Print...
v-1.1
- Securities Act
Table of Contents
Updated to 30 December 2003
TITLE
I
GENERAL PROVISIONS
CHAPTER
I
SCOPE
CHAPTER
II
INTERPRETATION
TITLE
II
DISTRIBUTION OF SECURITIES TO THE PUBLIC
CHAPTER
I
DISTRIBUTION OF SECURITIES
CHAPTER
II
EXEMPTIONS
CHAPTER
III
SPECIAL REGULATORY SCHEMES
TITLE
III
DISCLOSURE REQUIREMENTS
CHAPTER
I
REPORTING ISSUER
CHAPTER
II
CONTINUOUS DISCLOSURE
CHAPTER
III
ANNUAL INFORMATION STATEMENT AND PERMANENT INFORMATION RECORD
CHAPTER
IV
INSIDER REPORTS
CHAPTER
V
SPECIAL REGULATORY SCHEMES
TITLE
IV
TAKE-OVER BIDS AND ISSUER BIDS
CHAPTER
I
GENERAL PROVISIONS
CHAPTER
II
EXEMPTIONS
CHAPTER
III
INFORMATION TO SECURITY HOLDERS
CHAPTER
IV
PROCEDURE OF TAKE-OVER BIDS
CHAPTER
V
VARIOUS REPORTS
CHAPTER
VI
ISSUER BIDS
TITLE
V
DEALERS AND ADVISERS
CHAPTER
I
REGISTRATION
CHAPTER
II
EXEMPTIONS FROM REGISTRATION
CHAPTER
III
INFORMATION TO BE FURNISHED TO THE COMMISSION
CHAPTER
IV
OBLIGATIONS TOWARDS CLIENTS
TITLE
VI
SELF-REGULATORY ORGANIZATIONS
CHAPTER
I
RECOGNITION
CHAPTER
II
SUPERVISORY POWERS OF THE COMMISSION
TITLE
VII
PROHIBITIONS AND PENALTIES
CHAPTER
I
USE OF PRIVILEGED INFORMATION AND MISCELLANEOUS PROHIBITIONS
CHAPTER
II
OFFENCES
CHAPTER
III
PENAL PROVISIONS
TITLE
VIII
CIVIL ACTIONS
CHAPTER
I
TRANSACTIONS EFFECTED WITHOUT A PROSPECTUS OR CIRCULAR
CHAPTER
II
TRANSACTIONS EFFECTED WITH DOCUMENTS CONTAINING A MISREPRESENTATION
CHAPTER
III
USE OF PRIVILEGED INFORMATION
CHAPTER
III.1
IRREGULAR TAKE-OVER BIDS OR ISSUER BIDS
CHAPTER
IV
PRESCRIPTION AND MISCELLANEOUS PROVISIONS
TITLE
IX
ENFORCEMENT
CHAPTER
I
POWERS OF INVESTIGATION
CHAPTER
II
CONSERVATORY MEASURES
CHAPTER
III
OTHER POWERS OF THE COMMISSION
TITLE
X
ADMINISTRATION OF THE ACT
CHAPTER
I
THE COMMISSION DES VALEURS MOBILIÈRES DU QUÉBEC
CHAPTER
II
DELEGATION OF POWERS
CHAPTER
III
CONTROL EXERCISED BY THE COMMISSION
CHAPTER
IV
HEARINGS
CHAPTER
V
DECISIONS
CHAPTER
VI
APPEALS
CHAPTER
VII
FINANCIAL PROVISIONS
TITLE
XI
REGULATIONS AND TRANSITIONAL AND FINAL PROVISIONS
CHAPTER
I
REGULATIONS
CHAPTER
II
TRANSITIONAL AND FINAL PROVISIONS
REPEAL SCHEDULES