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D-9.2, r. 7.1
- Regulation respecting the rules of ethics in the securities sector
Table of Contents
Updated to 1 September 2012
DIVISION
I
PURPOSE AND SCOPE
DIVISION
II
RULES OF CONDUCT
DIVISION
III
CONFIDENTIALITY OF CLIENT INFORMATION
DIVISION
IV
RESPECT AND CONFIDENCE OF THE PUBLIC
DIVISION
V
OBLIGATION TO INFORM CLIENT AND COLLABORATE IN ENFORCING THE ACT