V-1.1 - Securities Act

Section 330.9 Disposition versions

2018-07-13

330.9. The costs incurred by the Authority for the purposes of Title III of the Act respecting the regulation of the financial sector (chapter E-6.1) in respect of an activity governed by this Act shall be borne by the recognized self-regulatory organizations that carry on such activities.

Such costs, established for each self-regulatory organization by the Authority at the end of its fiscal year, shall comprise a minimum contribution fixed by the Authority and the amount, if any, by which actual costs exceed the contribution. The actual costs shall be established on the basis of the rate schedule established by regulation.

The amount to be paid by each self-regulatory organization is set out in a certificate issued by the Authority.

1997, c. 36, s. 6; 2002, c. 45, s. 688; 2004, c. 37, s. 90; 2008, c. 24, s. 224; 2018, c. 23, s. 811.

2009-02-01

330.9. The costs incurred by the Authority for the purposes of Title III of the Act respecting the Autorité des marchés financiers (chapter A-33.2) in respect of an activity governed by this Act shall be borne by the recognized self-regulatory organizations that carry on such activities.

Such costs, established for each self-regulatory organization by the Authority at the end of its fiscal year, shall comprise a minimum contribution fixed by the Authority and the amount, if any, by which actual costs exceed the contribution. The actual costs shall be established on the basis of the rate schedule established by regulation.

The amount to be paid by each self-regulatory organization is set out in a certificate issued by the Authority.

1997, c. 36, s. 6; 2002, c. 45, s. 688; 2004, c. 37, s. 90; 2008, c. 24, s. 224.

2004-12-17

330.9. The costs incurred by the Authority for the purposes of Title III of the Act respecting the Autorité des marchés financiers (chapter A‐33.2) in respect of an activity governed by this Act shall be borne by the recognized self-regulatory organizations that carry on such activities.

Such costs, established for each self-regulatory organization by the Authority at the end of its fiscal year, shall comprise a minimum contribution fixed by the Authority and the amount, if any, by which actual costs exceed the contribution. The actual costs shall be established on the basis of the rate schedule established by regulation.

The certificate issued by the Authority establishing the amount to be paid by each self-regulatory organization is peremptory.

1997, c. 36, s. 6; 2002, c. 45, s. 688; 2004, c. 37, s. 90.

2004-02-01

330.9. The costs incurred by the Agency for the purposes of Title III of the Act respecting the Agence nationale d’encadrement du secteur financier (chapter A‐7.03) in respect of an activity governed by this Act shall be borne by the recognized self-regulatory organizations that carry on such activities.

Such costs, established for each self-regulatory organization by the Agency at the end of its fiscal year, shall comprise a minimum contribution fixed by the Agency and the amount, if any, by which actual costs exceed the contribution. The actual costs shall be established on the basis of the rate schedule established by regulation.

The certificate issued by the Agency establishing the amount to be paid by each self-regulatory organization is peremptory.

1997, c. 36, s. 6; 2002, c. 45, s. 688.

1997-06-12

330.9. The costs incurred by the Commission for the administration of Titre VI shall be borne by the recognized self-regulatory organizations.

Such costs, established for each self-regulatory organization by the Commission at the end of its fiscal year, shall comprise a minimum contribution fixed by the Commission and the amount, if any, by which actual costs exceed the contribution. The actual costs shall be established on the basis of the rate schedule established by regulation.

The certificate issued by the Commission establishing the amount to be paid by each self-regulatory organization is peremptory.

1997, c. 36, s. 6.