V-1.1 - Securities Act

Full text
307.2. The following powers and functions may not, however, be delegated under section 306, 307 or 307.1:
(1)  the powers and functions of the Authority under Title X of this Act, except those provided for in sections 310, 320.2, 321, 322, 331 and 331.1;
(2)  the powers and functions of the Authority under the Act respecting the regulation of the financial sector (chapter E-6.1), except those provided for in the third paragraph of section 24 and Title III; however, the power to make regulations under the third paragraph of section 61 in that Title may not be delegated; and
(3)  the powers and functions provided for in Titles V to VI of the Act respecting the distribution of financial products and services (chapter D-9.2);
(4)  the powers and functions provided for under sections 110 to 112, 174 and 175 of the Derivatives Act (chapter I-14.01).
2006, c. 50, s. 99; 2008, c. 24, s. 217; 2009, c. 25, s. 42; 2013, c. 18, s. 112; 2018, c. 23, s. 811.
307.2. The following powers and functions may not, however, be delegated under section 306, 307 or 307.1:
(1)  the powers and functions of the Authority under Title X of this Act, except those provided for in sections 310, 320.2, 321, 322, 331 and 331.1;
(2)  the powers and functions of the Authority under the Act respecting the Autorité des marchés financiers (chapter A-33.2), except those provided for in the third paragraph of section 24 and Title III; however, the power to make regulations under the third paragraph of section 61 in that Title may not be delegated; and
(3)  the powers and functions provided for in Titles V to VI of the Act respecting the distribution of financial products and services (chapter D-9.2);
(4)  the powers and functions provided for under sections 110 to 112, 174 and 175 of the Derivatives Act (chapter I-14.01).
2006, c. 50, s. 99; 2008, c. 24, s. 217; 2009, c. 25, s. 42; 2013, c. 18, s. 112.
307.2. The following powers and functions may not, however, be delegated under section 306, 307 or 307.1:
(1)  the powers and functions of the Authority under Title X of this Act, except those provided for in sections 310, 320.2, 321, 322, 323.12, 331 and 331.1;
(2)  the powers and functions of the Authority under the Act respecting the Autorité des marchés financiers (chapter A-33.2), except those provided for in the third paragraph of section 24 and Title III; however, the power to make regulations under the third paragraph of section 61 in that Title may not be delegated; and
(3)  the powers and functions provided for in Titles V to VI of the Act respecting the distribution of financial products and services (chapter D-9.2);
(4)  the powers and functions provided for under sections 110 to 112, 137, 174 and 175 of the Derivatives Act (chapter I-14.01).
2006, c. 50, s. 99; 2008, c. 24, s. 217; 2009, c. 25, s. 42.
307.2. The following powers and functions may not, however, be delegated under section 306, 307 or 307.1:
(1)  the powers and functions of the Authority under Title X of this Act, except those provided for in sections 310, 320.2, 321, 322, 323.12, 331 and 331.1;
(2)  the powers and functions of the Authority under the Act respecting the Autorité des marchés financiers (chapter A-33.2), except those provided for in the third paragraph of section 24 and Title III; however, the power to make regulations under the third paragraph of section 61 in that Title may not be delegated; and
(3)  the powers and functions of the Authority under the Act respecting the distribution of financial products and services (chapter D-9.2), except those provided for in section 12, Chapter I of Title II and sections 186.1, 187, 188, 205, 218 to 220, 228.1 and 228.2;
(4)  the powers and functions provided for under sections 110 to 112, 137, 174 and 185 of the Derivatives Act (chapter I-14.01).
2006, c. 50, s. 99; 2008, c. 24, s. 217.
307.2. The following powers and functions may not, however, be delegated under section 306, 307 or 307.1:
(1)  the powers and functions of the Authority under Title X of this Act, except those provided for in sections 310, 320.2, 321, 322, 323.12, 331 and 331.1;
(2)  the powers and functions of the Authority under the Act respecting the Autorité des marchés financiers (chapter A-33.2), except those provided for in the third paragraph of section 24 and Title III; however, the power to make regulations under the third paragraph of section 61 in that Title may not be delegated; and
(3)  the powers and functions of the Authority under the Act respecting the distribution of financial products and services (chapter D-9.2), except those provided for in section 12, Chapter I of Title II and sections 186.1, 187, 188, 205, 218 to 220, 228.1 and 228.2.
2006, c. 50, s. 99.