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V-1.1 - Securities Act

Section 273.3
Disposition versions

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273.3. The Financial Markets Administrative Tribunal may prohibit a person from acting as a director or officer of an issuer, dealer, adviser or investment fund manager on the grounds set out in article 329 of the Civil Code, or where a penalty has been imposed on the person under this Act, the Act respecting the distribution of financial products and services (chapter D-9.2) or the Derivatives Act (chapter I-14.01).
The prohibition imposed by the Financial Markets Administrative Tribunal may not exceed five years.
The Financial Markets Administrative Tribunal may, at the request of the person concerned, lift the prohibition on such conditions as it considers appropriate.
2001, c. 38, s. 73; 2002, c. 45, s. 696; 2006, c. 50, s. 111; 2009, c. 25, s. 40; 2009, c. 58, s. 122; 2011, c. 26, s. 82; 2016, c. 7, s. 179.
273.3. The Bureau de décision et de révision may prohibit a person from acting as a director or officer of an issuer, dealer, adviser or investment fund manager on the grounds set out in article 329 of the Civil Code, or where a penalty has been imposed on the person under this Act, the Act respecting the distribution of financial products and services (chapter D-9.2) or the Derivatives Act (chapter I-14.01).
The prohibition imposed by the Bureau de décision et de révision may not exceed five years.
The Bureau de décision et de révision may, at the request of the person concerned, lift the prohibition on such conditions as it considers appropriate.
2001, c. 38, s. 73; 2002, c. 45, s. 696; 2006, c. 50, s. 111; 2009, c. 25, s. 40; 2009, c. 58, s. 122; 2011, c. 26, s. 82.
273.3. The Bureau de décision et de révision may prohibit a person from acting as a director or officer of an issuer, dealer, adviser or investment fund manager on the grounds set out in article 329 of the Civil Code, or where a penalty has been imposed on the person under this Act.
The prohibition imposed by the Bureau de décision et de révision may not exceed five years.
The Bureau de décision et de révision may, at the request of the person concerned, lift the prohibition on such conditions as it considers appropriate.
2001, c. 38, s. 73; 2002, c. 45, s. 696; 2006, c. 50, s. 111; 2009, c. 25, s. 40; 2009, c. 58, s. 122.
273.3. The Bureau de décision et de révision en valeurs mobilières may prohibit a person from acting as a director or officer of an issuer, dealer, adviser or investment fund manager on the grounds set out in article 329 of the Civil Code, or where a penalty has been imposed on the person under this Act.
The prohibition imposed by the Bureau de décision et de révision en valeurs mobilières may not exceed five years.
The Bureau de décision et de révision en valeurs mobilières may, at the request of the person concerned, lift the prohibition on such conditions as it considers appropriate.
2001, c. 38, s. 73; 2002, c. 45, s. 696; 2006, c. 50, s. 111; 2009, c. 25, s. 40.
273.3. The Bureau de décision et de révision en valeurs mobilières may prohibit a person from acting as a director or officer of an issuer on the grounds set out in article 329 of the Civil Code, or where a penalty has been imposed on the person under this Act.
The prohibition imposed by the Bureau de décision et de révision en valeurs mobilières may not exceed five years.
The Bureau de décision et de révision en valeurs mobilières may, at the request of the person concerned, lift the prohibition on such conditions as it considers appropriate.
2001, c. 38, s. 73; 2002, c. 45, s. 696; 2006, c. 50, s. 111.
273.3. The Bureau de décision et de révision en valeurs mobilières may prohibit a person from acting as a director or senior executive of an issuer on the grounds set out in article 329 of the Civil Code, or where a penalty has been imposed on the person under this Act.
The prohibition imposed by the Bureau de décision et de révision en valeurs mobilières may not exceed five years.
The Bureau de décision et de révision en valeurs mobilières may, at the request of the person concerned, lift the prohibition on such conditions as it considers appropriate.
2001, c. 38, s. 73; 2002, c. 45, s. 696.
273.3. The Commission may prohibit a person from acting as a director or senior executive of an issuer on the grounds set out in article 329 of the Civil Code, or where a penalty has been imposed on the person under this Act.
The prohibition imposed by the Commission may not exceed five years.
The Commission may, at the request of the person concerned, lift the prohibition on such conditions as it considers appropriate.
2001, c. 38, s. 73.
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