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V-1.1 - Securities Act

Section 166
Disposition versions

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166. A registrant must make the statements prescribed by regulation concerning existing conflicts of interest and conflicts of interest the registrant, acting reasonably, would expect to arise between the registrant and the registrant’s clients.
1982, c. 48, s. 166; 2006, c. 50, s. 47, s. 111; 2009, c. 25, s. 30; 2009, c. 58, s. 97.
166. A registrant must make the statements prescribed by regulation concerning existing conflicts of interest and conflicts the registrant, acting reasonably, would expect to arise between the registrant and the registrant’s clients.
1982, c. 48, s. 166; 2006, c. 50, s. 47, s. 111; 2009, c. 25, s. 30.
166. In every document containing recommendations in respect of securities of a company, the registrant must make the statement prescribed by regulation concerning the interests that he or any of his officers or directors has in the securities.
1982, c. 48, s. 166; 2006, c. 50, s. 47, s. 111.
166. In every document containing recommendations in respect of securities of a company, the registrant must make the statement prescribed by regulation concerning the interests that he or any of his senior executives has in the securities.
1982, c. 48, s. 166.
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