V-1.1 - Securities Act

Full text
160. All persons registered as dealers, advisers or representatives are required to deal fairly, honestly, loyally and in good faith with their clients.
1982, c. 48, s. 160; 2001, c. 38, s. 60; 2009, c. 25, s. 26.
160. All registrants are required to act in good faith and with honesty and loyalty in their dealings with clients.
1982, c. 48, s. 160; 2001, c. 38, s. 60.
160. The Government may, by regulation, determine the information that registrants must furnish to their clients in respect of transactions carried out for their account, and establish rules of management they must observe to safeguard the interests of their clients.
1982, c. 48, s. 160.