V-1.1 - Securities Act

Full text
151. The Authority, after verifying that the candidate meets the conditions fixed by regulation, shall grant registration where, in its opinion,
(1)  the candidate or, in the case of a legal person, its officers and directors have the competence and integrity to ensure the protection of investors;
(2)  the candidate is solvent and, in the case of a legal person, has adequate financial resources to ensure the viability of his business.
The Authority may impose any restriction or condition it determines on the registration of a candidate, including limiting its duration.
1982, c. 48, s. 151; 1984, c. 41, s. 41; 2002, c. 45, s. 696; 2004, c. 37, s. 90; 2006, c. 50, s. 42, s. 111.
151. The Authority, after verifying that the candidate meets the conditions fixed by regulation, shall grant registration where, in its opinion,
(1)  the candidate or, in the case of a legal person, its senior executives have the competence and integrity to ensure the protection of investors;
(2)  the candidate is solvent and, in the case of a legal person, has adequate financial resources to ensure the viability of his business.
1982, c. 48, s. 151; 1984, c. 41, s. 41; 2002, c. 45, s. 696; 2004, c. 37, s. 90.
151. The Agency, after verifying that the candidate meets the conditions fixed by regulation, shall grant registration where, in its opinion,
(1)  the candidate or, in the case of a legal person, its senior executives have the competence and integrity to ensure the protection of investors;
(2)  the candidate is solvent and, in the case of a legal person, has adequate financial resources to ensure the viability of his business.
1982, c. 48, s. 151; 1984, c. 41, s. 41; 2002, c. 45, s. 696.
151. The Commission, after verifying that the candidate meets the conditions fixed by regulation, shall grant registration where, in its opinion,
(1)  the candidate or, in the case of a legal person, its senior executives have the competence and integrity to ensure the protection of investors;
(2)  the candidate is solvent and, in the case of a legal person, has adequate financial resources to ensure the viability of his business.
1982, c. 48, s. 151; 1984, c. 41, s. 41.
151. The Commission, after verifying that the candidate meets the conditions fixed by regulation, shall grant registration where, in its opinion,
(1)  the candidate or, in the case of a legal person, its senior executives have the competence and integrity to ensure the protection of investors;
(2)  the candidate has adequate financial resources to ensure the viability of his business.
1982, c. 48, s. 151.