V-1.1 - Securities Act

Full text
148.1. The Authority may require that the securities activities of a candidate or class of candidates be pursued through a subsidiary.
2001, c. 38, s. 55; 2002, c. 45, s. 696; 2004, c. 37, s. 90; 2008, c. 24, s. 200.
148.1. The Authority may require that a candidate or a class of candidates it determines pursue their activities through a subsidiary as regards the field of securities for which registration is sought.
2001, c. 38, s. 55; 2002, c. 45, s. 696; 2004, c. 37, s. 90.
148.1. The Agency may require that a candidate or a class of candidates it determines pursue their activities through a subsidiary as regards the field of securities for which registration is sought.
2001, c. 38, s. 55; 2002, c. 45, s. 696.
148.1. The Commission may require that a candidate or a class of candidates it determines pursue their activities through a subsidiary as regards the field of securities for which registration is sought.
2001, c. 38, s. 55.