I-15.1 - Act respecting market intermediaries

Full text
47. Where a market intermediary sells a security of a financial institution or offers a contract with a financial institution which holds, directly or indirectly, more than 10 % of the shares or voting rights attached to the shares issued by the legal person within which he carries on his activities, the market intermediary shall disclose such interest in writing to the person with whom he does business.
The market intermediary shall also disclose such interest in writing where he sells a security of a legal person related to the financial institution, within the meaning of section 50, or offers a contract with such a legal person.
1989, c. 48, s. 47.