I-15.1 - Act respecting market intermediaries

Full text
184. The Inspector General shall keep a register of all financial planners and multidisciplinary firms holding a certificate issued by the Inspector General.
The register shall contain the surname and given names of each financial planner, the address of the place at which he carries on his activity, the period of validity of the certificate which he holds and the restrictions it includes, if any.
The register shall, in the case of a firm of financial planners or a multidisciplinary firm, contain the firm name and the corporate name of the certificate holder, the address of its head office, the period of validity of the certificate held and the restrictions it includes, if any, and the surnames and given names of the persons authorized to act as financial planners and through whom the firm exercices its activities.
The register shall, in addition, contain any other information which the Inspector General considers appropriate.
1989, c. 48, s. 184.