I-14.01 - Derivatives Act

Full text
93. Sections 296 to 297.4 of the Securities Act (chapter V-1.1) apply for the purposes of this Act, with the necessary modifications. For the purposes of those sections, a qualified person and a market participant within the meaning of this Act are respectively considered to be an issuer and a market participant within the meaning of that Act. Likewise, a recognized regulated entity within the meaning of this Act is considered to be a self-regulatory organization within the meaning of that Act or a person referred to in sections 169 and 171 of that Act.
2008, c. 24, s. 93; 2013, c. 18, s. 94.
93. Sections 296 to 297.4 of the Securities Act (chapter V-1.1) apply for the purposes of this Act, with the necessary modifications. For the purposes of those sections, a qualified person, a recognized regulated entity and a market participant within the meaning of this Act are respectively considered to be an issuer, a self-regulatory organization and a market participant under that Act.
2008, c. 24, s. 93.