I-14.01 - Derivatives Act

Full text
148. It is an offence
(1)  to contravene a decision of the Authority or the Tribunal;
(2)  to breach an undertaking given to the Authority or the Tribunal;
(3)  to fail to provide information or a document required under this Act within the prescribed time;
(4)  in the course of an investigation, to fail to appear after summons, refuse to testify or refuse to communicate or deliver a document or a thing required by the Authority or its investigator;
(5)  to attempt, in any manner, to hinder a representative of the Authority in the exercise of the representative’s functions in the course or for the purposes of an inspection or an investigation; or
(6)  to provide false documents or information, or access to false documents or information, to the Authority or a staff member of the Authority in the course of activities governed by this Act.
2008, c. 24, s. 148; 2011, c. 26, s. 55; 2016, c. 7, s. 179.
148. It is an offence
(1)  to contravene a decision of the Authority or the Board;
(2)  to breach an undertaking given to the Authority or the Board;
(3)  to fail to provide information or a document required under this Act within the prescribed time;
(4)  in the course of an investigation, to fail to appear after summons, refuse to testify or refuse to communicate or deliver a document or a thing required by the Authority or its investigator;
(5)  to attempt, in any manner, to hinder a representative of the Authority in the exercise of the representative’s functions in the course or for the purposes of an inspection or an investigation; or
(6)  to provide false documents or information, or access to false documents or information, to the Authority or a staff member of the Authority in the course of activities governed by this Act.
2008, c. 24, s. 148; 2011, c. 26, s. 55.
148. It is an offence
(1)  to contravene a decision of the Authority or the Board;
(2)  to breach an undertaking given to the Authority or the Board;
(3)  to fail to provide information or a document required under this Act within the prescribed time;
(4)  in the course of an investigation, to fail to appear after summons, refuse to testify or refuse to communicate or deliver a document or a thing required by the Authority or its investigator; or
(5)  to attempt, in any manner, to hinder a representative of the Authority in the exercise of the representative’s functions in the course or for the purposes of an inspection or an investigation.
2008, c. 24, s. 148.