I-14.01 - Derivatives Act

Full text
115.1. The Authority may order a dealer, adviser or qualified person to direct an auditor to conduct, at their expense, any audit or review required by the Authority and deliver the audit or review to the Authority as soon as practicable.
2009, c. 25, s. 122; 2011, c. 26, s. 49.
115.1. The Authority may order a dealer or adviser to direct an auditor, at the dealer’s or adviser’s expense, to conduct any audit or review required by the Authority and deliver the audit or review to the Authority as soon as practicable.
2009, c. 25, s. 122.