D-9.2 - Act respecting the distribution of financial products and services

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351.3. In its opinion, the review committee may
(1)  conclude that there is no reason to file a complaint before the discipline committee;
(2)  ask the syndic or syndic’s assistant to complete the inquiry; or
(3)  conclude that there is reason to file a complaint before the discipline committee and suggest the name of a person who, acting in the capacity of a syndic, may file a complaint.
2002, c. 45, s. 469.