D-9.2 - Act respecting the distribution of financial products and services

Full text
278. The Authority shall determine, by regulation, the amount of the contribution to be paid by each firm, independent representative, independent partnership and mutual fund dealer or scholarship plan dealer registered in accordance with Title V of the Securities Act (chapter V-1.1).
The Authority shall determine the contribution on the basis of the risk presented by each sector or class of sectors and any other criteria it considers relevant.
In the event of insufficient assets, the contribution must be determined so as to make up the insufficiency over a maximum period of five years.
1998, c. 37, s. 278; 2002, c. 45, s. 431; 2004, c. 37, s. 63; 2009, c. 25, s. 83.
278. The Authority shall determine, by regulation, the amount of the contribution to be paid by each firm, independent representative and independent partnership.
The Authority shall determine the contribution on the basis of the risk presented by each sector or class of sectors and any other criteria it considers relevant.
In the event of insufficient assets, the contribution must be determined so as to make up the insufficiency over a maximum period of five years.
1998, c. 37, s. 278; 2002, c. 45, s. 431; 2004, c. 37, s. 63.
278. The Agency shall determine, by regulation, the amount of the contribution to be paid by each firm, independent representative and independent partnership.
The Agency shall determine the contribution on the basis of the risk presented by each sector or class of sectors and any other criteria it considers relevant.
1998, c. 37, s. 278; 2002, c. 45, s. 431.
278. The fund shall determine, by regulation, the amount of the contribution to be paid by each firm, independent representative and independent partnership.
The fund shall determine the contribution on the basis of the risk presented by each sector or class of sectors and any other criteria it considers relevant.
The regulation must be submitted to the Bureau for approval with or without amendment.
1998, c. 37, s. 278.