D-9.2 - Act respecting the distribution of financial products and services

Full text
227. (Repealed).
1998, c. 37, s. 227; 2002, c. 45, s. 412; 2004, c. 37, s. 90; 2009, c. 25, s. 80.
227. The Authority may, by regulation, determine
(1)  the rules relating to the establishment and maintenance of the trust account that must be maintained by a firm acting through a securities representative;
(2)  the rules relating to the financial resources that must be maintained by a firm acting through a securities representative.
1998, c. 37, s. 227; 2002, c. 45, s. 412; 2004, c. 37, s. 90.
227. The Agency may, by regulation, determine
(1)  the rules relating to the establishment and maintenance of the trust account that must be maintained by a firm acting through a securities representative;
(2)  the rules relating to the financial resources that must be maintained by a firm acting through a securities representative.
1998, c. 37, s. 227; 2002, c. 45, s. 412.
227. The Commission may, by regulation, determine
(1)  the rules relating to the establishment and maintenance of the trust account that must be maintained by a firm acting through a securities representative;
(2)  the rules relating to the financial resources that must be maintained by a firm acting through a securities representative.
A regulation made under the first paragraph shall be submitted to the Government for approval with or without amendment.
1998, c. 37, s. 227.