D-9.2 - Act respecting the distribution of financial products and services

Full text
71. No person may act as or purport to be a firm without being registered with the Authority.
No person may act as or purport to be a damage insurance brokerage firm without being registered as such with the Authority.
A legal person that, without acting as a firm, receives a commission or other remuneration based on the sale of financial products or the provision of financial services must be registered with the Authority. As of its registration, the legal person is, for the purposes of this Act, considered to be acting as a firm in the sector in which the products and services are offered.
1998, c. 37, s. 71; 2002, c. 45, s. 499; 2004, c. 37, s. 90; 2018, c. 232018, c. 23, s. 524.
71. No person may act as or purport to be a firm without being registered with the Authority.
In force: 2019-12-13
No person may act as or purport to be a damage insurance brokerage firm without being registered as such with the Authority.
A legal person that, without acting as a firm, receives a commission or other remuneration based on the sale of financial products or the provision of financial services must be registered with the Authority. As of its registration, the legal person is, for the purposes of this Act, considered to be acting as a firm in the sector in which the products and services are offered.
1998, c. 37, s. 71; 2002, c. 45, s. 499; 2004, c. 37, s. 90; 2018, c. 232018, c. 23, s. 524.
71. No person may act as or purport to be a firm without being registered with the Authority.
In force: 2019-12-13
No person may act as or purport to be a damage insurance brokerage firm without being registered as such with the Authority.
In force: 2019-06-13
A legal person that, without acting as a firm, receives a commission or other remuneration based on the sale of financial products or the provision of financial services must be registered with the Authority. As of its registration, the legal person is, for the purposes of this Act, considered to be acting as a firm in the sector in which the products and services are offered.
1998, c. 37, s. 71; 2002, c. 45, s. 499; 2004, c. 37, s. 90; 2018, c. 232018, c. 23, s. 524.
71. No person may act as or purport to be a firm without being registered with the Authority.
1998, c. 37, s. 71; 2002, c. 45, s. 499; 2004, c. 37, s. 90.
71. No person may act as or purport to be a firm without being registered with the Agency.
1998, c. 37, s. 71; 2002, c. 45, s. 499.
71. No person may act as or purport to be a firm without being registered with the Bureau.
1998, c. 37, s. 71.