D-9.2 - Act respecting the distribution of financial products and services

Full text
449. (Repealed).
1998, c. 37, s. 449; 2002, c. 45, s. 480; 2004, c. 37, s. 90; 2018, c. 232018, c. 23, s. 587.
449. The Authority may, by regulation, determine
(1)  the minimum qualifications required to obtain a restricted certificate and the courses that applicants for a restricted certificate must take;
(2)  the rules relating to the preparation and sitting of prescribed examinations;
(3)  the conditions and procedure applicable to the issuance and renewal of a restricted certificate;
(4)  the term of a restricted certificate;
(5)  the information and documents to be furnished by a person applying for a restricted certificate;
(6)  the fees payable for the issuance or renewal of a restricted certificate;
(7)  the nature, form and content of the records, books and registers to be kept by the holder of a restricted certificate;
(8)  the rules relating to the use, conservation and destruction of the records, books and registers to be kept by the holder of a restricted certificate.
1998, c. 37, s. 449; 2002, c. 45, s. 480; 2004, c. 37, s. 90.
449. The Agency may, by regulation, determine
(1)  the minimum qualifications required to obtain a restricted certificate and the courses that applicants for a restricted certificate must take;
(2)  the rules relating to the preparation and sitting of prescribed examinations;
(3)  the conditions and procedure applicable to the issuance and renewal of a restricted certificate;
(4)  the term of a restricted certificate;
(5)  the information and documents to be furnished by a person applying for a restricted certificate;
(6)  the fees payable for the issuance or renewal of a restricted certificate;
(7)  the nature, form and content of the records, books and registers to be kept by the holder of a restricted certificate;
(8)  the rules relating to the use, conservation and destruction of the records, books and registers to be kept by the holder of a restricted certificate.
1998, c. 37, s. 449; 2002, c. 45, s. 480.
449. The Bureau may, by regulation, determine
(1)  the minimum qualifications required to obtain a restricted certificate and the courses that applicants for a restricted certificate must take;
(2)  the rules relating to the preparation and sitting of prescribed examinations;
(3)  the conditions and procedure applicable to the issuance and renewal of a restricted certificate;
(4)  the term of a restricted certificate;
(5)  the information and documents to be furnished by a person applying for a restricted certificate;
(6)  the fees payable for the issuance or renewal of a restricted certificate;
(7)  the nature, form and content of the records, books and registers to be kept by the holder of a restricted certificate;
(8)  the rules relating to the use, conservation and destruction of the records, books and registers to be kept by the holder of a restricted certificate.
A regulation under subparagraph 6 of the first paragraph must be submitted to the Government for approval with or without amendment.
1998, c. 37, s. 449.