D-9.2 - Act respecting the distribution of financial products and services

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361. The second marketing sector is formed by the representatives who pursue activities for a firm or a mutual fund dealer or scholarship plan dealer registered in accordance with Title V of the Securities Act (chapter V-1.1) that is a financial institution or a person related to a financial institution, other than an authorized deposit institution, a bank, an authorized foreign bank or an authorized trust company, that is part of the same financial group or that operates a franchise authorized by such a financial group.
The expressions “financial institution”, “related person” and “financial group” have the meaning assigned in section 147, with the necessary modifications.
1998, c. 37, s. 361; 2009, c. 25, s. 104; 2018, c. 232018, c. 23, s. 574.
361. The second marketing sector is formed by the representatives who pursue activities for a firm or a mutual fund dealer or scholarship plan dealer registered in accordance with Title V of the Securities Act (chapter V-1.1) that is a financial institution or a person related to a financial institution, other than a deposit institution, that is part of the same financial group or that operates a franchise authorized by such a financial group.
The expressions “financial institution”, “related person” and “financial group” have the meaning assigned in section 147, with the necessary modifications.
1998, c. 37, s. 361; 2009, c. 25, s. 104.
361. The second marketing sector is formed by the representatives who pursue activities for a firm that is a financial institution or a person related to a financial institution, other than a deposit institution, that is part of the same financial group or that operates a franchise authorized by such a financial group.
The expressions “financial institution”, “related person” and “financial group” have the meaning assigned in section 147, with the necessary modifications.
1998, c. 37, s. 361.