336. Upon receiving a complaint, a syndic shall immediately advise the Authority of the filing and nature of the complaint. The first paragraph of section 186.1 applies to such a complaint and, with the necessary modifications, to a complaint against a mutual fund dealer representative or a scholarship plan dealer representative.
The syndic shall also advise another syndic having jurisdiction in respect of the certificate holder as well as the certificate holder against whom the complaint is directed.
1998, c. 37, s. 336; 2002, c. 45, s. 459; 2004, c. 37, s. 90; 2009, c. 25, s. 94.