D-9.2, r. 19 - Regulation respecting the keeping and preservation of books and registers

Full text
7. The register pertaining to the separate account shall contain the following information:
(1)  the client’s name;
(2)  the number of the insurance contract or any other contract in respect of which the representative has received an amount, as the case may be;
(3)  the amount and the object of the transaction;
(4)  in the case of the separate account kept by a firm or an independent partnership, the name of the representative involved in the transaction when he may be identified.
Decision 99.05.76, s. 7.